Randall Kent Minas

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 02/2017
  City Securities Corporation
  Indianapolis, IN
• 02/2017 → Present
  Stifel, Nicolaus & Company, Incorporated
  Crown Point, IN

Previous Registrations

• 2009-05-15 → 2017-02-28
  City Securities Corporation
  Crown Point, IN
  Indianapolis, IN
  Indianapolis, IN
• 1984-09-19 → 2009-05-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Merrillville, IN
  Khei, Maui, HI
  Merrillville, IN

Other Businesses

1. FKAT PROPERTIES LLC; P.O. BOX 191, CULVER, IN 46511; REAL ESTATE; MEMBER; LIMITED; AFFILIATION STARTED 09/01/2007; 3.0 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED. 2. MINAS FOUNDATION ; PO BOX 191, CULVER, IN 46511; CHARITY ; NOT FOR PROFIT FOUNDATION; PRESIDENT; MINIMAL DISTRIBUTION OF FUNDS; AFFILIATION STARTED 03/01/2002; 1.0 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 3. PINEAPPLE VENTURES; P.O. BOX 191 CULVER, IN 46511; REAL ESTATE; MANAGING MEMBER; LIMITED; affiliation started 10/01/2004; 1.0 hour per year; not during securities trading hours; investment-related. 4. SANIM MANAGEMENT LLC; P.O. BOX 191, CULVER, IN 46511; Management of all LLC; Member; Oversight; affiliation started 07/01/2003; 4.0 hours per month; not during securities trading hours; not investment-related. 5. SANIM PROPERTIES LLC; P.O. BOX 191 CULVER, IN 46511; Real Estate; Member; Oversight of property; affiliation started 07/01/2003; 4.0 hours per month; not during securities trading hours; investment-related. 6. American Heart Association; PO BOX 191 Culver IN 46511; fund raising; heart of gold board member/ gala; committee member; affiliation started 10/01/2014; 1.0 hour per month; not during securities trading hours; not investment-related. 7. Indiana State University Board of Trustees; 200 N 7th St Terre Haute IN 47809; university; board member; governance; affiliation started 07/01/2008; 8.0 hours per month; during securities trading hours; not investment-related. 8. Indiana State University board of trustees/finance committee; 200 N 7th St Terre Haute IN 47809; review budgets and bond issues, sub committee of the board; board member; oversight; affiliation started 07/01/2008; 8.0 hours per month; during securities trading hours; not investment-related. 9. Indiana State University Foundation Board; 30 North Fifth St Terre Haute IN 47809; fund raising and alumni affairs; board member for oversight; board meetings 4-6 times a year; affiliation started 07/01/2008; 4.0 hours per month; during securities trading hours; not investment-related. 10. Indiana State University foundation/investment committee; 30 North Fifth St Terre Haute IN 47809; to invest the money of the foundation; committee member; serves as 1 of 9 members that reviews performance; affiliation started 12/01/2013; 4.0 hours per month; during securities trading hours; not investment-related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-13
• S63 Uniform Securities Agent State Law Examination
  1979-10-19

Designations

• Certified Financial Planner