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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-30 |
| OH | RA | APPROVED | 2009-06-16 |
Branch Locations
3685 Stutz Drive-Suite 201, Canfield, OH 44406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Youngstown | OH | 03/2009 | Present |
1. The Butler Institute of American Art; 524 Wick Avenue Youngstown, OH 44502; Art Museum; Board of Trustees; Typical role of a board member of a non-profit organization; 07/01/1987; 3hrs/qtr; During securities trading hours; Not investment related 2. Youngstown State University Foundation; 655 Wick Avenue Youngstown OH 44502; Provides Scholarships and support to YSU students; Board of Trustees; Typical responsibilities of trustees of a non-profit organization; 07/01/1987; 3 hrs/quarter; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-15 |
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