Joseph William Montgomery

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Williamsburg, VA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Williamsburg, VA

Other Businesses

1. THE GLADYS & FRANKLIN CLARK FOUNDATION; INV. RELATED; WILLIAMSBURG, VA; TREASURER; START 4/3/2003; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING; GRANT REQUESTS, MONITORPERFORMANCE AND ENSURE INVESTMENTS ALIGN WITH OBJECTIVES.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-10-13

Designations

• Certified Financial Planner

Other Names

• Joe Montgomery