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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-08-30
VA RA APPROVED 1999-10-01
  • TX RA
    APPROVED
    Since 2011-08-30
  • VA RA
    APPROVED
    Since 1999-10-01

Branch Locations

428 Mclaws Circle Ste 100, Williamsburg, VA 23185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Williamsburg VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Williamsburg VA 11/2016 Present
Other Businesses

1. THE GLADYS & FRANKLIN CLARK FOUNDATION; INV. RELATED; WILLIAMSBURG, VA; TREASURER; START 4/3/2003; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING; GRANT REQUESTS, MONITORPERFORMANCE AND ENSURE INVESTMENTS ALIGN WITH OBJECTIVES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-10-13
  • S63 Uniform Securities Agent State Law Examination
    1982-10-13
Designations
Other Names
  • Joe Montgomery

View on SEC IAPD

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