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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-11-02
  • KS RA
    APPROVED
    Since 2018-11-02

Branch Locations

1600 Main Street Suite B, Great Bend, KS 67530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Great Bend KS 05/2016 11/2018
Royal Alliance Associates, Inc. Great Bend KS 11/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Great Bend, KS
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Great Bend, KS
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Great Bend, KS
  • 2009-09-04 → 2016-05-13
    Great Bend, KS
  • 1998-04-16 → 2009-09-04
    Transamerica Financial Advisors, Inc.
    Great Bend, KS
    Wilson, KS
    Hays, KS
    Ulysses, KS
    Johnson, KS
    Syracuse, KS
Other Businesses

1) THILL & ASSOCIATES (DBA NAME), INVESTMENT RELATED, 1600 N MAIN, GREAT BEND KS, INSURANCE, GENERAL AGENT 3)INVESTMENT ADVANTAGE, INC, 1600 MAIN ST, GREAT BEND, KS, HOLDING CO/ESTABLISHED FOR TAX PURPOSES, START 1/2010, 0 HRS 4)D&S CASING, GREAT BEND, KS, PARTNER/INVESTOR, NOT INVESTMENT-RELATED, START 3/2007, 0 HRS 2) THILL AND ASSOCIATES, INC POSITION: owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1983 ADDRESS: 1600 Main St, Great Bend KS 67530, United States DESCRIPTION: Owner of DBA, insurance sales 3) INVESTMENT ADVANTAGE, INC POSITION: Registered Sales Assistant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2009 ADDRESS: 1600 Main St, Great Bend KS 67530, United States DESCRIPTION: Answering client questions, make sales calls

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-25
S63 Uniform Securities Agent State Law Examination 1998-02-24
  • S65 Uniform Investment Adviser Law Examination
    1998-02-25
  • S63 Uniform Securities Agent State Law Examination
    1998-02-24

View on SEC IAPD

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