Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-09-20 |
| KY | RA | APPROVED | 2004-01-06 |
| TX | RA | APPROVED_RES | 2003-06-23 |
Branch Locations
500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States
4801 Olympia Park Plaza Suite 4000, Louisville, KY 40241 • United States
3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Louisville | KY | 03/1988 | Present |
1)MEASURE CONSUMER PERSPECTIVE LLC / 657 SOUTH HURSTBOURNE PKWY-SUITE 200 LOUISVILLE KY / JEFFERSON COUNTY 40222 / OTHER / OTHER MARKET RESEARCH / MARKET RESEARCH / INVESTOR / START DATE 01/25/2008. 2)Pediatric Endowment Fund / 571 South Floyd Street, Suite 300 Louisville,KY 40202 / Foundation/ Health Care & Pharmaceuticals / operating exclusively for the benefit of and to perform the functions of University Pediatrics Foundation, a KY non-stock, non profit corporation, and the Department of Pediatrics in the University of Louisville School of Medicine / Member of Board of directors / / Quarterly Board Meetings / Start Date / 5/8/2019 3) Franklin Estates Subdivision Home Owners Association Inc / 230 Eagle Point Drive, Albany/Clinton County, KY 42602 / United States / none / No / Association (e.g. Trade or Industry, Sport) / Neighborhood association / Maintenance of the common area / Member of Board of directors / Grounds maintenance of Common areas. / Start Date 5/2/2019 / No / No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1979-11-28 |
Reach out to this advisor