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James William Byrd

Midwest Asset Management, Inc.

Middleton, WI

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Current Employers
Midwest Asset Management, Inc.

Verona, WI • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1987-06-04
  • WI RA
    APPROVED
    Since 1987-06-04

Branch Locations

8383 Greenway Blvd., Suite 600, Middleton, WI 53562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwest Asset Management, Inc. Madison WI 04/1987 Present
Previous Registrations
  • 2002-12-13 → 2007-12-17
    U.S. Stock Enhancement Corporation
    Madison, WI
  • 1999-01-14 → 2003-05-30
    Financial Tools, Inc.
    Madison, WI
Other Businesses

In March 2018 I started working about 24 hours per month (3 during trading hours) in the stocking department at a hardware store, Menards. I am still employed there as of June 2019, and the business is not investment related. Their address is: 430 Commerce Dr, Madison, WI 53719.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-01-22
  • S63 Uniform Securities Agent State Law Examination
    1980-01-22

View on SEC IAPD

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