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Richard Michael Harrison

Kestra Advisory Services, LLC

Roseland, NJ

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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-04-26
  • NJ RA
    APPROVED
    Since 2016-04-26

Branch Locations

The Harrison Group, 425 Eagle Rock Avenue,, Roseland, NJ 07068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Roseland NJ 01/1970 Present
Kestra Advisory Services, Llc Roseland NJ 04/2016 Present
Kestra Investment Services, Llc Roseland NJ 08/2000 Present
  • 01/1970 → Present
    Self-Employed
    Roseland, NJ
  • 04/2016 → Present
    Roseland, NJ
  • 08/2000 → Present
    Kestra Investment Services, Llc
    Roseland, NJ
Other Businesses

Business Name: The Harrison Group Investment Related: Yes Address: 425 Eagle Rock Avenue Roseland NJ 07068 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 1/3/1975 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales and marketing.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-12-14
  • S63 Uniform Securities Agent State Law Examination
    1983-12-14
Designations

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