John Peter Papa

Current Employers

Employment History

• 06/1988 → Present
  Advanced Planning Strategies Dba Diversified Planning Strategies
  Caldwell, NJ
• 01/2016 → 09/2022
  Ae Wealth Management
  Topeka, KS
• 05/2022 → Present
  Diversified Planning Strategies Advisors Llc
  Caldwell, NJ
• 04/2022 → Present
  Diversified Planning Strategies Advisors Llc
  Caldwell, NJ

Previous Registrations

• 2016-05-02 → 2022-09-30
  Ae Wealth Management, Llc
  Caldwell, NJ
• 2015-01-20 → 2016-06-07
  Global Financial Private Capital, Inc.
  Caldwell, NJ
  Sarasota, FL

Other Businesses

1.) ADVANCED PLANNING STRATEGIES, LLC DBA DIVERSIFIED PLANNING STRATEGIES LLC; INVESTMENT RELATED; 340 BLOOMFIELD AVE. UNIT C, CALDWELL, NJ 07006; SALES & MARKETING OFINSURANCE & FIXED ANNUITY PRODUCTS; PRESIDENT; START DATE 06/1988; APPROXIMATELY 80 HOURS/MONTH DEVOTED TO THIS BUSINESS WITH THEMAJORITY DURING SECURITIES TRADING HOURS 2. ) DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC; INVESTMENT RELATED; 340 BLOOMFIELD AVEUNIT C, CALDWELL, NJ 07006; REGISTERED INVESTMENT ADVISOR; MANAGING MEMBER/CCO/IAR; START DATE 04/2022; APPROXIMATELY 80HOURS/MONTH DEVOTED TO THIS BUSINESS WITH THE MAJORITY DURING SECURITIES TRADING HOURS 2) 1ST TEE INVESTMENT GROUP LLC NOTINVESTMENT RELATED COMMERCIAL BUILDING WHERE MY OFFICE IS LOCATED PRESIDENT 50% OWNER OF CORP - 6/1/07 TO PRESENT 10 HOURS PERWEEK - COLLECTING RENTS AND SOLVING TENANT ISSUE 3) JOHN PAPA & ASSOCIATES, INC. 340 BLOOMFIELD AVE UNIT C CORP SET UP TO RECEIVECOMPENSATION FOR INSURANCE AND ADVISORY PRESIDENT AND CEO 100% OWNER 6/1/00 TO PRESENT 0 HOURS PER WEEK

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-30