Dana Richard Harris

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → 06/2024
  Securities America, Inc
  Laurel Springs, NJ
• 02/1984 → Present
  Harris Financial Services
  Laurel Springs, NJ
• 07/2008 → 06/2024
  Securities America Advisors, Inc.
  Laurel Springs, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Laurel Springs, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Laurel Springs, NJ

Previous Registrations

• 2008-08-05 → 2024-06-14
  Securities America Advisors, Inc.
  Laurel Springs, NJ

Other Businesses

EASTERN TAX SERVICE POSITION: tax prep NATURE: EASTERN TAX SERVICE/ TAX PREPARATION/ PREPARER - 35% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 01/20/1988 ADDRESS: 1340 Chews Landing Rd, Laurel Springs NJ 08021, United States DESCRIPTION: Tax Preparation for a fee SECURITIES AMERICA ADVISORS POSITION: Providing investment advise NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 12/2006 - LOCATED AT 1340 CHEWS LANDING RD, LAUREL SPRINGS, NJ 08021 INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/27/2008 ADDRESS: 1340 Chews Landing Rd, Laurel Springs NJ 08021, United States DESCRIPTION: Investment advisory. Licensed with Securities America Advisors. HARRIS FINANCIAL SVC POSITION: AGENT NATURE: HARRIS FINANCIAL SERVICES - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 08/1978 - LOCATED AT 1340 CHEWS LANDING RD, LAUREL SPRINGS, NJ 08021 - 15% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1978 ADDRESS: 1340 CHEWS LANDING RD, LAUREL SPRINGS NJ 08021, United States DESCRIPTION: SALES OF INSURANCE PRODUCTS

Designations

• Certified Financial Planner