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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-14
  • NJ RA
    APPROVED
    Since 2024-06-14

Branch Locations

1340 Chews Landing Road, Laurel Springs, NJ 08021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Laurel Springs NJ 12/2006 06/2024
Harris Financial Services Laurel Springs NJ 02/1984 Present
Securities America Advisors, Inc. Laurel Springs NJ 07/2008 06/2024
Osaic Wealth, Inc. Laurel Springs NJ 06/2024 Present
Osaic Wealth, Inc. Laurel Springs NJ 06/2024 Present
  • 12/2006 → 06/2024
    Securities America, Inc
    Laurel Springs, NJ
  • 02/1984 → Present
    Harris Financial Services
    Laurel Springs, NJ
  • 07/2008 → 06/2024
    Securities America Advisors, Inc.
    Laurel Springs, NJ
  • 06/2024 → Present
    Laurel Springs, NJ
  • 06/2024 → Present
    Laurel Springs, NJ
Previous Registrations
  • 2008-08-05 → 2024-06-14
    Securities America Advisors, Inc.
    Laurel Springs, NJ
Other Businesses

EASTERN TAX SERVICE POSITION: tax prep NATURE: EASTERN TAX SERVICE/ TAX PREPARATION/ PREPARER - 35% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 01/20/1988 ADDRESS: 1340 Chews Landing Rd, Laurel Springs NJ 08021, United States DESCRIPTION: Tax Preparation for a fee SECURITIES AMERICA ADVISORS POSITION: Providing investment advise NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 12/2006 - LOCATED AT 1340 CHEWS LANDING RD, LAUREL SPRINGS, NJ 08021 INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/27/2008 ADDRESS: 1340 Chews Landing Rd, Laurel Springs NJ 08021, United States DESCRIPTION: Investment advisory. Licensed with Securities America Advisors. HARRIS FINANCIAL SVC POSITION: AGENT NATURE: HARRIS FINANCIAL SERVICES - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 08/1978 - LOCATED AT 1340 CHEWS LANDING RD, LAUREL SPRINGS, NJ 08021 - 15% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1978 ADDRESS: 1340 CHEWS LANDING RD, LAUREL SPRINGS NJ 08021, United States DESCRIPTION: SALES OF INSURANCE PRODUCTS

Designations

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