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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

1504 Blackwood Clementon Road, Blackwood, NJ 08012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Blackwood NJ 03/2017 11/2024
Rosato's Pub And Pizzeria Toms River NJ 06/2015 06/2017
Prudential Insurance Company Of America Blackwood NJ 06/2017 Present
Lpl Enterprise, Llc Blackwood NJ 11/2024 Present
  • 03/2017 → 11/2024
    Blackwood, NJ
  • 06/2015 → 06/2017
    Rosato's Pub And Pizzeria
    Toms River, NJ
  • 06/2017 → Present
    Prudential Insurance Company Of America
    Blackwood, NJ
  • 11/2024 → Present
    Blackwood, NJ
Previous Registrations
  • 2021-08-17 → 2024-11-14
    Marlton, NJ
    Toms River, NJ
    Blackwood, NJ
    Toms River, NJ
    Galloway, NJ
    East Brunswick, NJ
Other Businesses

"NON SPONSORED HEALTH INSURANCE APPOINTMENTS THROUGH VARIOUS CARRIERS" POSITION: insurance agent NATURE: Healthcare and Social Assistance INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2021 ADDRESS: 1504 Blackwood Clementon Rd, Blackwood NJ 08012, United States DESCRIPTION: helping clients with health applications and guiding clients to pick health insurance policies that are in their best interest. educating clients on the different doctors or out of pocket expenses that correspond to the different health insurance plans and how they relate to the conditions they are dealing with health wise in order to minimize costs based on those health conditions and services they may or do need.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-03
S63 Uniform Securities Agent State Law Examination 2017-05-30
  • S65 Uniform Investment Adviser Law Examination
    2021-08-03
  • S63 Uniform Securities Agent State Law Examination
    2017-05-30

View on SEC IAPD

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