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Marion W. Hickerson

Morgan Stanley

Nashville, TN

CRD 817547

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
TN RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • TN RA
    APPROVED
    Since 2009-06-01

Branch Locations

3102 West End Avenue Suite 200, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Nashville TN 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Nashville, TN
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

2. RIVER RIDGE FARMS; OWNER; NASHVILLE, TN; VARIOUS - LABOR ON WEEKENDS, COORDINATION OF DUTIES AND LIVESTOCK; BOARD MEMBER; DIRECTOR; 2 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 2012 3. R&R Partners; Manchester, TN; Non Investment related; general partnership; 11/2016; 0,1.0 *483872 - Trust; Investment related - Yes; Waynesboro, Tennessee; 12/2015; During business hours: 1; After business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-15
S63 Uniform Securities Agent State Law Examination 1980-07-21
  • S65 Uniform Investment Adviser Law Examination
    1992-09-15
  • S63 Uniform Securities Agent State Law Examination
    1980-07-21
Other Names
  • Marion Wright Hickerson
  • Marion Wright Hickerson
  • Marion Wright Hickerson Iii
  • Marion Wright Hickerson
  • Marion W. Hickerson Iii

View on SEC IAPD

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