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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| TN | RA | APPROVED | 2009-06-01 |
Branch Locations
3102 West End Avenue Suite 200, Nashville, TN 37203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Nashville | TN | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
2. RIVER RIDGE FARMS; OWNER; NASHVILLE, TN; VARIOUS - LABOR ON WEEKENDS, COORDINATION OF DUTIES AND LIVESTOCK; BOARD MEMBER; DIRECTOR; 2 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 2012 3. R&R Partners; Manchester, TN; Non Investment related; general partnership; 11/2016; 0,1.0 *483872 - Trust; Investment related - Yes; Waynesboro, Tennessee; 12/2015; During business hours: 1; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1980-07-21 |
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