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Current Employers
Mdx Wealth Management

2245 Texas Dr Suite 300, Sugarland, TX 77479 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-25
  • TX RA
    APPROVED
    Since 2013-03-25

Branch Locations

2245 Texas Dr Suite 300, Sugarland, TX 77479 • United States

Spicewood, TX • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mdx Wealth Management Sugarland TX 10/2012 Present
Previous Registrations
Other Businesses

1. CAROL LESTER IRREV TRUST, TRUSTEE; INVESTMENT RELATED; FAMILY MEMBER, 15 HRS/MONTH 2. HIS JOSHUA HOUSE, BOARD MEMBER; NON-INVESTMENT RELATED; 6 HRS/MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-23
S63 Uniform Securities Agent State Law Examination 1984-12-04
  • S65 Uniform Investment Adviser Law Examination
    2007-07-23
  • S63 Uniform Securities Agent State Law Examination
    1984-12-04

View on SEC IAPD

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