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646 N. French Rd Suite 9, Amherst, NY 14228 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-11 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-03 |
| NC | RA | APPROVED | 2023-11-03 |
Branch Locations
646 North French Rd. Suite 9, Amherst, NY 14228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mollot & Hardy Inc. | Amherst | NY | 03/2008 | Present |
| Fsc Securities Corporation | Amherst | NY | 02/2009 | 11/2023 |
| Osaic Wealth, Inc. | Amherst | NY | 11/2023 | Present |
1) INVESTMENT ADVISORY SERVICES PROVIDED THROUGH OSAIC WEALTH, INC. (AN SEC-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE; 2) INVESTMENT ADVISORY SERVICES PROVIDED THROUGH MOLLOT & HARDY, INC (A NEW YORK-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE; 3) INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT; No longer Ny state had to register firm as RIA WITH THE FINRA 2) FORUM CLUB POSITION: President NATURE: Social Club INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2022 ADDRESS: no address, Buffalo NY 14228, United States DESCRIPTION: Run the meetings Select to chair persons
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-01-20 |
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