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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2020-03-06 |
Branch Locations
250 Munoz Rivera Avenue, San Juan, PR 00918 • United States
Dorado, PR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Juan | PR | 07/2008 | Present |
1) ORGANIZATION: HIGH YIELD INVESTMENTS; NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT, SALES AND RETAIL; POSITION: MANAGING PARTNER; NATURE OF FINANCIAL INTEREST: 95% OWNERSHIP; TERM OF ACTIVITY: FOR LIFE OR UNTIL LIQUIDATION OF PARTNER. Start date: 1/8/2001 /// 2) ORGANIZATION: TORONESA AGRO INDUSTRIAL FARMS INC.;NATURE OF BUSINESS: AGRICULTURAL FARMING AND POULTRY GROWER; POSITION: PRESIDENT; NATURE OF FINANCIAL INTEREST: 50% OWNERSHIP. /// 3) ORGANIZATION: MBT CORPORATION; NATURE OF BUSINESS: Personal holding investment account; POSITION: Proprietor / owner; NATURE OF FINANCIAL INTEREST: 100% OWNERSHIP. Start date: 1/9/2001
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-07 |
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