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James Ryan Stone

Wells Fargo Clearing Services, LLC

St. Louis, MO

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-16
SC RA APPROVED 2026-06-16
  • NC RA
    APPROVED
    Since 2026-06-16
  • SC RA
    APPROVED
    Since 2026-06-16

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2010 06/2026
Wells Fargo Clearing Services Charlotte NC 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-17
  • S66 Uniform Combined State Law Examination
    2008-12-17
Other Names
  • Ryan Stone
  • James Ryan Stone
  • J Ryan Stone
  • James R Stone

View on SEC IAPD

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