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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2010-04-28 |
| TX | RA | APPROVED_RES | 1998-07-08 |
| FL | RA | APPROVED | 1983-05-09 |
Branch Locations
601 E Atlantic Ave, Delray Beach, FL 33483 • United States
Southwest Harbour, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Delray Beach | FL | 07/1975 | Present |
| Bank Of America, N.A. | Delray Beach | FL | 05/2011 | Present |
I*69249FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CRC RECOVERY FOUNDATIONINVESTMENT RELATED: NO ADDRESS OF BUSINESS: DELRAY BEACH, FLORIDA 33483NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 1/23/2014NUMBER OF HOURS DEVOTED: 10 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 50 DUTIES: I RAISE FUNDS THRU 2 MAILINGS A YEAR. I AM PRESIDENT AND RUN THE ANNUAL MEETING AS SEMI ANNUAL MEETINGS. THE ENTITY PROVIDES FUNDING FOR OFF BALANCE SHEET NON OPERATING NEEDS TO ORGANIZATIONS IN S PALM BCH COUNTY WHOSE FUNCTION IS TO HELP THOSE IN RECOVERY I*406610, Entity Type: Entity For Profit Name of OBA Trust Address: VLG Of Golf, FL 33436 Investment Related: Y Position, Title, Association: Other, Committee Employee Start Date: 10/19/2016 No Hours: 5 No Hours during trading: 1 Duties: mom is deceased. this is her trust. now acting as trustee I*2133272, Entity Type: Entity For Profit, Name of OBA: Main Street LLC, Address: Village of Golf, Florida, 33436, Investment Related: Y, Position, Title, Association: Other, Employee State Date: 12/19/2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: this is son's LLC for his home in MA. At times i may buy or sell money fund assets to cover checks he writes for insurance, taxes etc....there are no securities in the account except for the money funds. i am on as authorize signor in case my son is not available or his traveling or he cannot call to do what is necessary I*: 2141262 Entity Type: Charitable Name of OBA: CRC RECOVERY FOUNDATION Address: Delray Bch, FL 33483-5658 Investment Related: No Position, Title, Association: Board Member, Officer Employee Start Date: 01/01/2024 Number of Hours: 120 hrs annually Number of Hours during trading: 1 hr annually Duties: Provide and maintain buildings owned by CRC and used by Crossroads and LSIS. Oversee the LSIS operations. Raise funds to accomplish our mission.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-28 |
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