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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-13
TX RA APPROVED_RES 2012-10-04
MD RA APPROVED 2006-10-20
  • PA RA
    APPROVED
    Since 2021-10-13
  • TX RA
    APPROVED_RES
    Since 2012-10-04
  • MD RA
    APPROVED
    Since 2006-10-20

Branch Locations

1108 Kennebec Dr, Chambersburg, PA 17201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frederick MD 10/2006 Present
Bank Of America, N.A. Hagerstown MD 11/2009 Present
Previous Registrations
  • 2001-06-04 → 2006-10-23
    Morgan Stanley Dw Inc.
    Hagerstown, MD
    Frederick, MD
Other Businesses

I*33591FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SUZANNE DOWNEY HAYES DBA ELLERSLIE FARMINVESTMENT RELATED: NADDRESS OF BUSINESS:WILLIAMSPORT, MARYLAND 21795NATURE OF BUSINESS: OTHER,SOLE PROPRIETORPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AMNUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OWNER I*517324, Entity Type: Entity Governmental, Name of OBA: Washington County Agricultural Land Preservation Advisory Bd, Address: Hagerstown, Maryland, 21740, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 09/01/2021, No Hours: 9 Yearly, No Hours during Trading: 0 Yearly, Duties: I am expected to attend 2 or 3 meetings per year during which a staff member leads us through reviewing easement applications and occasionally discusses pending agricultural preservation policy. The purpose of the entity is to advise the Commissioners of Washington County, MD on matters surrounding the programs aimed at the preservation of agricultural acreage in the county. Part of the duties include reviewing applications for preservation easements to determine their suitability and completeness in order to make recommendations to the commissioners.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-20
S63 Uniform Securities Agent State Law Examination 1987-01-09
  • S65 Uniform Investment Adviser Law Examination
    2002-02-20
  • S63 Uniform Securities Agent State Law Examination
    1987-01-09
Other Names
  • Suzanne Evelyn Downey
  • Suzanne Evelyn Downey

View on SEC IAPD

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