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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-10-13 |
| TX | RA | APPROVED_RES | 2012-10-04 |
| MD | RA | APPROVED | 2006-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frederick | MD | 10/2006 | Present |
| Bank Of America, N.A. | Hagerstown | MD | 11/2009 | Present |
I*33591FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SUZANNE DOWNEY HAYES DBA ELLERSLIE FARMINVESTMENT RELATED: NADDRESS OF BUSINESS:WILLIAMSPORT, MARYLAND 21795NATURE OF BUSINESS: OTHER,SOLE PROPRIETORPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AMNUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OWNER I*517324, Entity Type: Entity Governmental, Name of OBA: Washington County Agricultural Land Preservation Advisory Bd, Address: Hagerstown, Maryland, 21740, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 09/01/2021, No Hours: 9 Yearly, No Hours during Trading: 0 Yearly, Duties: I am expected to attend 2 or 3 meetings per year during which a staff member leads us through reviewing easement applications and occasionally discusses pending agricultural preservation policy. The purpose of the entity is to advise the Commissioners of Washington County, MD on matters surrounding the programs aimed at the preservation of agricultural acreage in the county. Part of the duties include reviewing applications for preservation easements to determine their suitability and completeness in order to make recommendations to the commissioners.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-09 |
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