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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-08 |
| PA | RA | APPROVED | 2026-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chambersburg | PA | 10/2023 | Present |
| Greencastle Antrim School District | Greencastle | PA | 10/2022 | 08/2023 |
| Lincoln Intermediate Unit #12 | New Oxford | PA | 08/2004 | 02/2025 |
| Vets Canteen Association | Shippensburg | PA | 11/2019 | 09/2020 |
| Messiah United Methodist Church | Shippensburg | PA | 01/2015 | Present |
| Minnequa Social Club | Shippensburg | PA | 11/2015 | Present |
I*: 1557296 Entity Type: Charitable Name: Messiah United Methodist Church Investment-related: No Address: Shippensburg, PA 17257 Title, or relationship with the other business: Bell Choir Director Start date of your relationship: 08/2013 Approximate number of hours/month you devote to the other business: 1.5 hrs wkly Number of hours you devote to the other business during securities trading hours: 0 Duties: Teach bell technique and music instruction, direct rehearsals and performances, maintain bells and other equipment I*: 1557292 Entity Type: For Profit Name: Minnequa Social Club Investment-related: No Address of the other business: Shippensburg, PA 17257 Title, or relationship with the other business: Head Server Start date of your relationship: 11/2015 Approximate number of hours/month you devote to the other business: 10 hrs wkly Number of hours you devote to the other business during securities trading hours: 5 hrs wkly Duties: Food prep, Customer service, and Clean up
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-20 |
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