Peggy Peters

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-01-26
VA	RA	APPROVED	1991-08-28

TX RA
APPROVED_RES

Since 2009-01-26
VA RA
APPROVED

Since 1991-08-28

Branch Locations

1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States

Reedville, VA • United States

Great Falls, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Vienna	VA	03/1982	Present

03/1982 → Present

Ubs Financial Services Inc.

Vienna, VA

Other Businesses

Name of Organization - Peters & Peters, LLP/ Partnership/ Principal Business Activity - Private residency occupied by Son and renter/ Role- Proprietor / owner/ Duty -Payments of mortgage/ Compensation - No

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-07-16
S63	Uniform Securities Agent State Law Examination	1979-07-10

S65 Uniform Investment Adviser Law Examination

1991-07-16
S63 Uniform Securities Agent State Law Examination

1979-07-10

Other Names

Peggy Dennard Schoenfeldt
Peggy Lou Peters
Peggy Lou Dennard
Peggy Lou Schoenfeldt
Peggy Dennard Peters
Peggy S Tordella
Peggy S Peters

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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