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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-15 |
| FL | RA | APPROVED | 2025-10-15 |
| CA | RA | APPROVED | 2025-10-14 |
| IL | RA | APPROVED | 2025-10-14 |
Branch Locations
1211 W. 22Nd St, Suite 209, Oak Brook, IL 60523 • United States
75 E Scranton Ave Fl 2, Lake Bluff, IL 60044-2529 • United States
777 E Tahquitz Canyon Way Ste 200, Palm Springs, CA 92262 • United States
Palm Springs, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Westchester | IL | 10/2004 | Present |
| Prairie Sky Financial Group, Llc | Westchester | IL | 06/2014 | Present |
1) 10/15/2004: SKY FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 08/06/2012: Sky Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3) 08/27/2014: Prairie Sky Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - 2205 Enterprise Drive Suite 515 Westchester, IL 60154 - Start 08/01/2014 - 160 Hr/Mo; 8 Hour(s) During Securities Trading 4) 02/09/2015: Prairie Sky Financial Group - Registered Investment Advisor Hybrid - DBA: (Hybrid) Prairie Sky Financial Group - Investment Related - 2205 Enterprise Drive suite 515, Westchester, IL 60154 - Start 08/01/2014 - 40 Hr/Mo; 8 Hour(s) During Securities Trading - perform financial plans for hourly/and or fixed fees 5) 8/30/2018 - MJC Management LLC - Not Investment Related - 459 White Fox Trail, Palm Springs, CA - Business Entity For Tax/Investment Purposes Only - Start Date:08/13/2018 - 0 Hours Per Month/0 Hours During Trading. 6) 9/12/2023: MJC Management; Palm Springs, CA; Real Estate Rental; VRBO/AirBnb rental; Not inv. related; start date 11/1/2023; 1hr/mo.; 0hr during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-07 |
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