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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-15
FL RA APPROVED 2025-10-15
CA RA APPROVED 2025-10-14
IL RA APPROVED 2025-10-14
  • AZ RA
    APPROVED
    Since 2025-10-15
  • FL RA
    APPROVED
    Since 2025-10-15
  • CA RA
    APPROVED
    Since 2025-10-14
  • IL RA
    APPROVED
    Since 2025-10-14

Branch Locations

1211 W. 22Nd St, Suite 209, Oak Brook, IL 60523 • United States

75 E Scranton Ave Fl 2, Lake Bluff, IL 60044-2529 • United States

777 E Tahquitz Canyon Way Ste 200, Palm Springs, CA 92262 • United States

Palm Springs, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Westchester IL 10/2004 Present
Prairie Sky Financial Group, Llc Westchester IL 06/2014 Present
  • 10/2004 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Westchester, IL
  • 06/2014 → Present
    Prairie Sky Financial Group, Llc
    Westchester, IL
Previous Registrations
  • 2014-07-10 → 2025-11-12
    Prairie Sky Financial Group
    Lake Bluff, IL
  • 2001-09-28 → 2004-10-21
    Cuna Brokerage Services, Inc.
    Chicago, IL
Other Businesses

1) 10/15/2004: SKY FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 08/06/2012: Sky Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3) 08/27/2014: Prairie Sky Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - 2205 Enterprise Drive Suite 515 Westchester, IL 60154 - Start 08/01/2014 - 160 Hr/Mo; 8 Hour(s) During Securities Trading 4) 02/09/2015: Prairie Sky Financial Group - Registered Investment Advisor Hybrid - DBA: (Hybrid) Prairie Sky Financial Group - Investment Related - 2205 Enterprise Drive suite 515, Westchester, IL 60154 - Start 08/01/2014 - 40 Hr/Mo; 8 Hour(s) During Securities Trading - perform financial plans for hourly/and or fixed fees 5) 8/30/2018 - MJC Management LLC - Not Investment Related - 459 White Fox Trail, Palm Springs, CA - Business Entity For Tax/Investment Purposes Only - Start Date:08/13/2018 - 0 Hours Per Month/0 Hours During Trading. 6) 9/12/2023: MJC Management; Palm Springs, CA; Real Estate Rental; VRBO/AirBnb rental; Not inv. related; start date 11/1/2023; 1hr/mo.; 0hr during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-05
S63 Uniform Securities Agent State Law Examination 1991-10-07
  • S65 Uniform Investment Adviser Law Examination
    1997-09-05
  • S63 Uniform Securities Agent State Law Examination
    1991-10-07
Designations

View on SEC IAPD

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