Michael Richard Cason

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Westchester, IL
• 06/2014 → Present
  Prairie Sky Financial Group, Llc
  Westchester, IL

Previous Registrations

• 2014-07-10 → 2025-11-12
  Prairie Sky Financial Group
  Lake Bluff, IL
• 2001-09-28 → 2004-10-21
  Cuna Brokerage Services, Inc.
  Chicago, IL

Other Businesses

1) 10/15/2004: SKY FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 08/06/2012: Sky Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3) 08/27/2014: Prairie Sky Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - 2205 Enterprise Drive Suite 515 Westchester, IL 60154 - Start 08/01/2014 - 160 Hr/Mo; 8 Hour(s) During Securities Trading 4) 02/09/2015: Prairie Sky Financial Group - Registered Investment Advisor Hybrid - DBA: (Hybrid) Prairie Sky Financial Group - Investment Related - 2205 Enterprise Drive suite 515, Westchester, IL 60154 - Start 08/01/2014 - 40 Hr/Mo; 8 Hour(s) During Securities Trading - perform financial plans for hourly/and or fixed fees 5) 8/30/2018 - MJC Management LLC - Not Investment Related - 459 White Fox Trail, Palm Springs, CA - Business Entity For Tax/Investment Purposes Only - Start Date:08/13/2018 - 0 Hours Per Month/0 Hours During Trading. 6) 9/12/2023: MJC Management; Palm Springs, CA; Real Estate Rental; VRBO/AirBnb rental; Not inv. related; start date 11/1/2023; 1hr/mo.; 0hr during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-05
• S63 Uniform Securities Agent State Law Examination
  1991-10-07

Designations

• Certified Financial Planner
• Chartered Financial Consultant