Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 05/2009 | Present |
| Bank Of America, N.A. | Scottsdale | AZ | 12/2009 | Present |
I*35079 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NEW FINANCIAL FRONTIERS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: CAREFREE, ARIZONA 85377 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/1999 NUMBER OF HOURS DEVOTED: 20 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: KNOWLEDGE BASED INFORMATION, EDUCATION MATERIAL, PUBLICATIONS, SOFTWARE AND OTHER RELATED SERVICES TO THE PROFESSIONAL INVESTMENT MANAGEMENT CONSULTANT COMMUNITY. VALLEY ICEPLEX PROFESSIONALS LLC, PARADIS VALLEY, AZ, MANAGEMENT COMPANY, OWNERSHIP IN THE COMPANY, 1996 TO PRESENT, 1 HR PER MONTH, NONE DURING TRADING, NO DUTIES. I*40459 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BOTT MOTORSPORTS INVESTMENT RELATED: N ADDRESS OF BUSINESS: CAREFREE, ARIZONA 85377 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 3/1/2005 NUMBER OF HOURS DEVOTED: 50 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FATHER/SON NON-PROFESSIONAL DRAG RACING TEAM. WE PARTICIPATE IN REGIONAL EVENTS FOR PRIZES AND CASH. I*70786 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ACADEMY OF MODEL AERONAUTICS FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: MUNCIE, INDIANA 47302 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 4/11/2014 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE AMA IS THE LEADING MEMBERSHIP ORGANIZATION THAT REPRESENTA AND SUPPORT THE HOBBY AND THE BUSINESS OF MODEL AVAIATION. THE FOUNDATION IS THE CHARITABLE ENTITY THE PROVIDES FUNDING FOR AMA PROJECTS AND YOUTH SCHOLORSHIPS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1980-01-23 |
Reach out to this advisor