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John D Berkley

Uncommon Cents Investing

Janesville, WI

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Current Employers
Uncommon Cents Investing

1215 Suffolk Dr. Unit 100, Janesville, WI 53546 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-10-31
  • WI RA
    APPROVED
    Since 2017-10-31

Branch Locations

1215 Suffolk Dr. Unit 100, Janesville, WI 53546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Appleton WI 01/1977 10/2017
Highland Capital Brokerage Brookfield WI 03/2000 10/2017
Uncommon Cents Investing Janesville WI 10/2017 Present
  • 01/1977 → 10/2017
    Sii Investments, Inc.
    Appleton, WI
  • 03/2000 → 10/2017
    Highland Capital Brokerage
    Brookfield, WI
  • 10/2017 → Present
    Janesville, WI
Previous Registrations
  • 1997-10-29 → 2017-10-31
    Sii Investments, Inc.
    Janesville, WI
    Janesville, WI
Other Businesses

John Berkley is the President of John Berkley, Inc. which serves as a business entity for tax purposes and personal real estate holdings. He spends less than 5 hour per month on this activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-25
S63 Uniform Securities Agent State Law Examination 1997-10-29
  • S65 Uniform Investment Adviser Law Examination
    2000-07-25
  • S63 Uniform Securities Agent State Law Examination
    1997-10-29

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