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William Jeffrey Jeffrey Traum

Park Avenue Securities LLC

Fort Myers, FL

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
NC RA APPROVED 2021-03-23
NJ RA APPROVED 2003-01-14
OH RA APPROVED 2001-10-10
FL RA APPROVED 2001-04-30
  • NY RA
    APPROVED
    Since 2021-04-16
  • NC RA
    APPROVED
    Since 2021-03-23
  • NJ RA
    APPROVED
    Since 2003-01-14
  • OH RA
    APPROVED
    Since 2001-10-10
  • FL RA
    APPROVED
    Since 2001-04-30

Branch Locations

14021 Metropolis Ave., Fort Myers, FL 33912 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Ft Myers FL 03/2013 Present
Park Avenue Securities Llc Ft Myers FL 03/2013 Present
  • 03/2013 → Present
    Guardian Life Insurance Co Of America
    Ft Myers, FL
  • 03/2013 → Present
    Park Avenue Securities Llc
    Ft Myers, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-12-18
  • S63 Uniform Securities Agent State Law Examination
    2006-12-18
Designations
Other Names
  • William J Traum
  • William Jeffrey Traum

View on SEC IAPD

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Other Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich
WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
SCOTT MICHAEL KLEIN
JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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