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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-01 |
| FL | RA | APPROVED | 2019-09-12 |
| OH | RA | APPROVED | 2019-08-29 |
Branch Locations
3654 Allentown Road, Lima, OH 45807 • United States
Findlay, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Findlay | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Findlay | OH | 11/2016 | 08/2019 |
| Stifel Nicolaus & Co Inc | Lima | OH | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-08 |
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