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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-05 |
| NC | RA | APPROVED | 2023-12-05 |
| FL | RA | APPROVED | 2004-09-17 |
Branch Locations
5421 University Drive Suite 101, Coral Springs, FL 33067 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Boca Raton | FL | 03/2004 | Present |
| Rmf Finanical, Inc | Coral Springs | FL | 11/1999 | Present |
1. URBAN LEAGUE POSITION: Board Member - NATURE: Non-Profit - Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 1700 N Austrailan Ave, West Palm Beach FL 33407 DESCRIPTION: Member of the Board Attend meetings Vote on decisions regarding organization 2. RMF FINANCIAL POSITION: President NATURE: Fixed life product sales INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 03/02/2000 ADDRESS: 5421 University Dr, Suite 101, Coral Springs FL 33067, United States DESCRIPTION: General agent for fixed life products only 3. PALM BEACH COUNTY SHERRIF'S OFFICE; POSITION: Volunteer NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2017; ADDRESS: 2300 Jog Rd, West Palm FL 33411, United States; DESCRIPTION: Volunteers - assist detectives in monitoring sex offenders 4. RMFFINANCIAL POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2020 ADDRESS: 5421 University Drive, Suite 101, Coral Springs FL 33067, United States DESCRIPTION: Notary - Used once 5. FIRST FINANCIAL RESORUCES POSITION: Member of IMO & LLC NATURE: Fixed Life Insurance only INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 12/01/2014 ADDRESS: 5421 University Dr, Suite 101, Coral Springs FL 33067, United States DESCRIPTION: Sell fixed Life Insurance 6. SIMPLICITY GROUP POSITION: Member NATURE: Fixed Life Insurance only INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 12/01/2014 ADDRESS: 5421 University Drive, Coral Springs FL 33067, United States DESCRIPTION: Sell fixed Life Insurance 7. HOSPICE OF PAM BEACH COUNTY FOUNDATION POSITION: Board member NATURE: Non profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2011 ADDRESS: 5300 East Avenue, West Palm Beach FL 33401, United States DESCRIPTION: Attend board meetings 8.FLORIDA HIGHWAY PATROL ADVISORY COUNCIL POSITION: Volunteer member NATURE: Volunteer Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/16/2026 ADDRESS: 2900 Apalachee Parkway, Tallahassee FL 32399, United States DESCRIPTION: Helping support Florida Highway patrol troopers. Including fundraising opportunities for injured or disabled troopers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-27 |
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