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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1997-10-28
  • IL RA
    APPROVED
    Since 1997-10-28

Branch Locations

4617 North Prospect Road, Peoria Heights, IL 61616 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Peoria IL 05/1994 Present
Other Businesses

NAME AND ADDRESS: RENTAL PROPERTY 119 E EMBERT PLACE PEORIA, IL 61603 NATURE OF ENTITY: RENTAL PROPERTY RESPONSIBILITIES IN THIS ROLE: OWNER HOURS DEVOTED: N/A

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-19
S63 Uniform Securities Agent State Law Examination 1980-02-21
  • S65 Uniform Investment Adviser Law Examination
    1993-07-19
  • S63 Uniform Securities Agent State Law Examination
    1980-02-21

View on SEC IAPD

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