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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-04-03
NV RA APPROVED 2022-02-23
AZ RA APPROVED 2022-02-01
WA RA APPROVED 2012-01-24
CA RA APPROVED 2007-07-09
  • ID RA
    APPROVED
    Since 2023-04-03
  • NV RA
    APPROVED
    Since 2022-02-23
  • AZ RA
    APPROVED
    Since 2022-02-01
  • WA RA
    APPROVED
    Since 2012-01-24
  • CA RA
    APPROVED
    Since 2007-07-09

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Newport Beach, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Patrick R Hobert (Self Employed) Newport Beach CA 06/1982 Present
Centaurus Financial, Inc. Orange CA 07/2007 Present
  • 06/1982 → Present
    Patrick R Hobert (Self Employed)
    Newport Beach, CA
  • 07/2007 → Present
    Orange, CA
Previous Registrations
  • 2007-07-02 → 2007-07-09
    Pasadena, CA
  • 1997-12-22 → 2007-07-03
    Brookstreet Securities Corporation
    San Juan Capistrano, CA
    Irvine, CA
Other Businesses

HOBERT WEALTH MANAGEMENT, NON-INVESTMENT RELATED, LAGUNA NIGUEL, CA 92677, DBA FOR BRANDING PURPOSES ONLY, REGISTERED REP, SINCE 8/1/2007.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-12
S63 Uniform Securities Agent State Law Examination 1989-05-31
  • S66 Uniform Combined State Law Examination
    2004-05-12
  • S63 Uniform Securities Agent State Law Examination
    1989-05-31

View on SEC IAPD

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