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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-12-01 |
| TX | RA | APPROVED | 2025-12-01 |
Branch Locations
6510 Glenridge Park Place Suite 4, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bruce J. Block And Associates | Louisville | KY | 12/1969 | 12/2025 |
| American United Life Insurance Company | Louisville | KY | 02/1975 | 12/2025 |
| Oneamerica Securities, Inc. | Louisville | KY | 02/1975 | 12/2025 |
| Lpl Financial Llc | Louisville | KY | 12/2025 | Present |
1. 06/2025 - Block & Associates - Non-Variable Insurance - Investment Related - 10-15 Hour(s)/Month - 1 Hour(s) During Trading - Louisville, KY 40222 - OBA Start Date: 12/01/1973 2. 06/2025 - Block and Associates - DBA for LPL Business (entity for LPL business) - Investment Related - 150 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 12/1/2025 3. 06/2025 - Block and Associates Insurance Services - Insurance Agency - Investment Related - 30 Hour(s)/Month - 1 Hour(s) During Trading - Louisville, KY 40222 - OBA Start Date: 12/01/1973 4. 06/2025 - Block and Associates Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - 150 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 12/1/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-09-20 |
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