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1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2008-02-29 |
Branch Locations
Financial Plaza 9140 West Dodge Road, Ste 418, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Holdings Securities, Inc. | Portland | OR | 03/2001 | Present |
| Swartzbaugh-Farber & Associates, Inc. | Omaha | NE | 11/1993 | Present |
1) Swartzbaugh-Farber & Associates, Inc.; 9140 West Dodge Road, Suite 418, Omaha, NE 68114; 11/01/1993; President/CEO; Insurance and Investment Advisory Services, Company Oversight; Investment Related; 150 hours/month; 150 hours/month during business hours; Ownership, Expense Reimbursement, Wages/Salary. 2) Tomlinson Woods Board; Omaha, NE; Not investment related; HOA Board Member; Help govern the community, answer emails, give opinions, serve as a neighbor historian; 1983; 20 ho/mo; 5 ho/mo during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-07-31 |
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