Best Investors Account Sign in

Howard Francis Lewis

Stifel, Nicolaus & Company, Incorporated

Canfield, OH

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-23
OH RA APPROVED 2009-09-25
  • TX RA
    APPROVED_RES
    Since 2023-03-23
  • OH RA
    APPROVED
    Since 2009-09-25

Branch Locations

6575 Seville Drive, Canfield, OH 44406 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Canfield OH 09/2009 Present
Previous Registrations
  • 2007-02-09 → 2009-09-25
    Ubs Financial Services Inc.
    Weehawken, NJ
    Canfield, OH
    Canfield, OH
  • 1999-11-22 → 2007-02-09
    Keybanc Capital Markets Inc.
    Canfield, OH
    Canfield, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1983-06-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1983-06-24

View on SEC IAPD

Other Firms

BPS WEALTH ADVISORS, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MORGAN STANLEY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD.
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.

Other Investors

Mark Daniel Hadley
Mark Jason Smallwood
ERIC MICHAEL CLAYTON
WILLIAM BRIAN BERLIN
Robert Lee Smallwood
JAMES RAFOTH
Bradley Alan Walker
RAYMOND VINCENT REEDY

Other Offices

BPS WEALTH ADVISORS, INC. · CANFIELD, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
WELLS FARGO CLEARING SERVICES, LLC · CANFIELD, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CANFIELD, OH
MORGAN STANLEY · CANFIELD, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Canfield, OH
SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD. · CANFIELD, OH

More in Canfield, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor