Martin Earl Battock

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1979 → Present
  Eq Financial Consultants, Inc.
  Phoenix, AZ
• 07/1999 → 03/2017
  Metropolitan Life Insurance Company
  Phoenix, AZ
• 07/1999 → 03/2017
  Metlife Securities Inc.
  Phoenix, AZ
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Scottsdale, AZ
• 03/2017 → Present
  Mml Investors Services, Llc
  Scottsdale, AZ

Previous Registrations

• 2014-02-05 → 2017-03-25
  Msi Financial Services, Inc.
  Tempe, AZ
  Phoenix, AZ

Other Businesses

NAME: BATTOCK WEALTH MANAGEMENT GROUP INV REL: Y ADD: 4900 N SCOTTSDALE RD SUITE 400 SCOTTSDALE AZ 85251 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH HELP EXISTING CLIENT WITH HEALTH CARE COVERAGE ON OCCASION POSITION: SALES/ AGENT START DATE: 1/1/19 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-03-24