John Thomas Connolly

Employer firm

Connolly Financial Group CRD 111325

$15.6M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1991 → Present
  The Lincoln National Life Insurance Company
  Englewood, CO
• 06/2011 → Present
  Colorado Financial Service Corporation
  Centennial, CO

Other Businesses

BOTH MY REGISTERED INVESTMENT ADVISOR (RIA) SERVICES AND MY FINANCIAL PLANNING ACTIVITIES ARE CONDUCTED UNDER THE NAMES JACK CONNOLLY AND CONNOLLY FINANCIAL GROUP. BOTH OF THESE ACTIVITIES ARE INVESTMENT RELATED. THE ADDRESS FOR ALL OF MY BUSINESS ACTIVITIES IS 607 28 1/4 ROAD, SUITE 201, GRAND JUNCTION, CO 81506. I AM THE OWNER OF THESE TWO ADDITIONAL BUSINESSES AND THE ONLY TITLE I USE IS CFP. THE BUSINESSES ARE RELATED, CONDUCTED AS ONE OVERALL BUSINESS AND I BEGAN THEM IN 1987. IN A 160 HOUR MONTH, I SPEND ABOUT 100 HOURS ON MY RIA ACTIVITIES AND 10 ON FINANCIAL PLANNING. DURING TRADING HOURS, I SPEND 75% OF MY TIME ON THESE TWO ACTIVITIES. MY RIA ACTIVITIES INVOLVE REVIEWING MARKET CONDITIONS AND INVESTMENT OPTIONS AND ADJUSTING CLIENT ACCOUNTS ACCORDINGLY. MY FINANCIAL PLANNING ACTIVITIES INCLUDE DOING INVESTMENT, RETIREMENT, AND ESTATE PLANNING AS WELL AS REVIEWING CASH FLOW, NET WORTH AND INSURANCE NEEDS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-02-05

Designations

• Certified Financial Planner

Other Names

• Jack Connolly