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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-01-26 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States
400 El Camino Real Suite 900, San Mateo, CA 94402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| International Trading Group | San Francisco | CA | 09/1977 | Present |
| Ubs Financial Services Inc. | San Mateo | CA | 05/1990 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-17 |
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