Lee Richard Rosenwasser

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → Present
  Lpl Financial Llc
  Suffern, NY

Other Businesses

1. 08/17/2015 - SCHOOLS - TEACHING - INV REL - START 01/20/00 - CONTINUING EDUCATION CLASSES AT PARAMUS COMMUNITY SCHOOL, NANUET COMMUNITY ED, N. ROCKLAND COMMUNITY EDUCATION, AND INTER VILLAGE CONTINUING EDUCATION OF WESTCHESTER COMMUNITY COLLEGE. - 1% OF TIME SPENT

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-03-29

Designations

• Certified Financial Planner