Lee Richard Rosenwasser

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
TX	RA	APPROVED	2019-06-20

NY RA
APPROVED

Since 2021-08-03
TX RA
APPROVED

Since 2019-06-20

Branch Locations

719 West Nyack Rd., #29, West Nyack, NY 10994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Suffern	NY	01/1994	Present

01/1994 → Present

Lpl Financial Llc

Suffern, NY

Other Businesses

1. 08/17/2015 - SCHOOLS - TEACHING - INV REL - START 01/20/00 - CONTINUING EDUCATION CLASSES AT PARAMUS COMMUNITY SCHOOL, NANUET COMMUNITY ED, N. ROCKLAND COMMUNITY EDUCATION, AND INTER VILLAGE CONTINUING EDUCATION OF WESTCHESTER COMMUNITY COLLEGE. - 1% OF TIME SPENT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-03-29

S63 Uniform Securities Agent State Law Examination

1983-03-29

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

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