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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2018-11-15 |
Branch Locations
115 E Pearl Ave Ste 200, Jackson Hole, WY 83001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Jackson | WY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Jackson | WY | 11/2016 | 12/2016 |
| Wells Fargo Advisors Financial Network, Llc | Jackson Hole | WY | 11/2018 | Present |
| Retired | Jackson | WY | 12/2016 | 11/2018 |
PINEDALE CENTER POINT LLC, INV RELATED, PINEDALE, WY, 25% OWNER, START 6/2005, 0 HOURS, DUTIES: NONE. BIG MOUNTAIN ENTERPRISE, INV RELATED, JACKSON, WI, 45% OWNERSHIP, FAMILY BUSINESS, 20 HOURS PER MONTH AND 0 DURING TRADING HOURS. LOCKHART CATTLE COMPANY, NOT INVESTMENT RELATED, JACKSON, WY, 60% OWNERSHIP WITH SPOUSE, START 1/1/2013, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FAMILY CATTLE COMPANY. 50 KING STREET PARTNERS; INV RELATED; JACKSON, WY; REAL ESTATE HOLDING; 100% OWNERSHIP; START 6/1/2015; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER. HEREFORD CAPITAL CO LLC; INV RELATED; JACKSON, WY; 25% OWNER; RENTAL PROPERTY; START: 6/13/2016; 1 HR/MO; 0 DURING TRADING. TRUSTEE FOR SON; INV RELATED; JACKSON, WY; START 6/13/2016; 1 HR/MO; 0 DURING TRADING. TRIPLE 0 LLC, INVT RELATED, JACKSON, WY, 50% OWNERSHIP, START 10/3/2007,0 HRS PER MONTH, 0 HRS DURING TRADING. 50 KING STREET BUILDING LLC, INV RELATED, JACKSON, WY, 100% OWNERSHIP, START 1/1/2013, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLDS FAMILY PROPERTY. 7700 S. HWY 89 LLC, INV RELATED, JACKSON, WY, 60% OWNERSHIP WITH SPOUSE, START 1/1/2013, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLDS FAMILY PROPERTY. LOCKHART MEAT COMPANY LLC, NOT INV RELATED, JACKSON, WY, 60% OWNERSHIP WITH SPOUSE, START 1/1/2013, ZERO HOURS PER MONTH, ZERO DURING TRADING, FAMILY BEEF BUSINESS. BEAVER SLIDE, LLC; NOT INV. RELATED; JACKSON,WY; 100% OWNERSHIP; START DATE 02/02/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDS RAW LAND.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-04 |
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