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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-06 |
| WY | RA | APPROVED | 2018-07-06 |
Branch Locations
115 E Pearl Ave Ste 200, Jackson Hole, WY 83001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Jackson | WY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Jackson | WY | 11/2016 | 07/2018 |
| Wells Fargo Advisors Financial Network, Llc | Jackson Hole | WY | 07/2018 | Present |
HEREFORD CAPITAL CO LLC, INV RELATED, JACKSON, WY, 25% OWNER, START: 6/13/2016, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: MEMBER CLL LLC, INV RELATED, JACKSON, WY, 100% OWNERSHIP, START 6/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE. LOCKHART CATTLE COMPANY, NOT INVT RELATED, JACKSON, WY, HELPER, START DATE 3/1/83, 10 HRS PER MONTH, 0 HRS DURING TRADING, HELP ON PARENT'S RANCH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-23 |
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