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Judith Child Singleton

Raymond James Financial Services Advisors, Inc

Jackson, WY

CRD 2534823

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2017-08-08
TX RA APPROVED_RES 2015-04-15
  • WY RA
    APPROVED
    Since 2017-08-08
  • TX RA
    APPROVED_RES
    Since 2015-04-15

Branch Locations

170 East Broadway Suite 100 D, Jackson, WY 83001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Jackson WY 01/1999 Present
Jackson Hole Interiors Jackson WY 04/2005 12/2016
Raymond James Financial Services Advisors Jackson WY 01/2009 Present
N/A Jackson WY 06/2015 06/2020
  • 01/1999 → Present
    Raymond James Financial Services, Inc.
    Jackson, WY
  • 04/2005 → 12/2016
    Jackson Hole Interiors
    Jackson, WY
  • 01/2009 → Present
    Raymond James Financial Services Advisors
    Jackson, WY
  • 06/2015 → 06/2020
    N/A
    Jackson, WY
Other Businesses

(1)Name of Business: J Singleton Financial Address: 170 E Broadway Ave Ste 100D, Jackson, WY, 83001, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/01/2008 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: President/ CEO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-11
S63 Uniform Securities Agent State Law Examination 1994-11-21
  • S65 Uniform Investment Adviser Law Examination
    1996-03-11
  • S63 Uniform Securities Agent State Law Examination
    1994-11-21
Other Names
  • Judy Singleton

View on SEC IAPD

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