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Arik B. Griffin

Income Focus Portfolio Management

Jackson, WY

CRD 7162737

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Employer firm

Income Focus Portfolio Management CRD 165477

$362M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Income Focus Portfolio Management

1110 Maple Way, Jackson, WY 83001 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2020-02-10
  • WY RA
    APPROVED
    Since 2020-02-10

Branch Locations

1110 Maple Way, Jackson, WY 83001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vertical Harvest, Inc Jackson WY 02/2022 Present
Verdanttech Solutions, Llc Wilson WY 04/2022 Present
Income Focus Portfolio Management Jackson WY 10/2019 Present
Vertical Harvest, L3C Jackson WY 06/2016 02/2022
Focus43, Llc Jackson WY 11/2012 12/2016
Income Focus Portfolio Management Jackson WY 10/2016 Present
  • 02/2022 → Present
    Vertical Harvest, Inc
    Jackson, WY
  • 04/2022 → Present
    Verdanttech Solutions, Llc
    Wilson, WY
  • 10/2019 → Present
    Jackson, WY
  • 06/2016 → 02/2022
    Vertical Harvest, L3C
    Jackson, WY
  • 11/2012 → 12/2016
    Focus43, Llc
    Jackson, WY
  • 10/2016 → Present
    Jackson, WY
Other Businesses

VerdantTech Solutions, LLC; not investment-related; 4075 W Bronco Road, Wilson WY 83014; a Controlled Environment Agriculture consultancy; Owner; start date: 04/2022 the approximate number of hours per month you devote to the other business: 160; the number of hours you devote to the other business during securities trading hours: 130; Duties: Consultancy to CEA vendors, operators and developers providing system design advice, operations efficiency recommendations, and analysis of unit economics models.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-10
  • S65 Uniform Investment Adviser Law Examination
    2020-02-10

View on SEC IAPD

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