Henry Steven Cooperman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-07-14
CT	RA	APPROVED	2018-01-18
NJ	RA	APPROVED	2016-03-31

TX RA
APPROVED_RES

Since 2023-07-14
CT RA
APPROVED

Since 2018-01-18
NJ RA
APPROVED

Since 2016-03-31

Branch Locations

90 Grove Street, Ridgefield, CT 06877 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	New York	NY	03/2016	Present
Morgan Stanley Private Bank, N.A.	New York	NY	05/2016	Present

03/2016 → Present

Morgan Stanley Smith Barney Llc

New York, NY
05/2016 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2013-01-15 → 2016-03-29

Ubs Financial Services Inc.

New York, NY

Westfield, NJ
2009-07-28 → 2012-03-16

Wells Fargo Clearing Services, Llc

South Plainfield, NJ

Oakhurst, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-07-23
S63	Uniform Securities Agent State Law Examination	1985-04-02

S65 Uniform Investment Adviser Law Examination

2009-07-23
S63 Uniform Securities Agent State Law Examination

1985-04-02

Other Names

Henry S Cooperman

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews