Kim Marie Davis

Stifel, Nicolaus & Company, Incorporated

Conshohocken, PA

Claim This Profile

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-12-01
PA	RA	APPROVED	2025-11-04

TX RA
APPROVED

Since 2025-12-01
PA RA
APPROVED

Since 2025-11-04

Branch Locations

Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bb&T Securities	King Of Prussia	PA	03/2016	09/2023
Suntrust Advisor Services, Inc	King Of Prussia	PA	08/2020	09/2023
Suntrust Investment Services, Inc	Atlanta	GA	08/2020	09/2023
Retired	Drexel Hill	PA	09/2023	11/2025
Stifel	Conshohocken	PA	11/2025	Present

03/2016 → 09/2023

Bb&T Securities

King Of Prussia, PA
08/2020 → 09/2023

Suntrust Advisor Services, Inc

King Of Prussia, PA
08/2020 → 09/2023

Suntrust Investment Services, Inc

Atlanta, GA
09/2023 → 11/2025

Retired

Drexel Hill, PA
11/2025 → Present

Stifel

Conshohocken, PA

Previous Registrations

2020-08-31 → 2023-10-10

Truist Advisory Services, Inc.

King Of Prussia, PA
2016-03-01 → 2021-02-17

Bb&T Securities, Llc

King Of Prussia, PA

Richmond, VA
2010-04-23 → 2016-03-30

Valley Forge Asset Management, Llc

King Of Prussia, PA
2008-05-08 → 2008-12-01

Widmann, Siff & Co., Inc.

Exton, PA

Exton, PA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-11-14

S63 Uniform Securities Agent State Law Examination

2025-11-14

Designations

Other Names

Kim Marie Prete

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ARSENAL CAPITAL ADVISORS LLC

UBS FINANCIAL SERVICES INC.

INDEPENDENT FINANCIAL PARTNERS

HBKS WEALTH ADVISORS

Other Investors

STEVEN MICHAEL LEHMAN

ANTHONY NICHOLS

RANDOLPH KEVIN BROCK

JOHN EUGENE KANE

BRYAN CLYDE KILFOY

JOSEPH FRANCIS HORNIG

STEVEN FLEISHER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA

ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA

UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA

INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA

HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA

WILLIAM BLAIR · CONSHOHOCKEN, PA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA

More in Conshohocken, PA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor