John Walter Strauss

Employer firm

Strauss Financial Group CRD 310512

$276M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• WEALTH ADVISORY SERVICES REGARDING NON-SECURITY ASSETS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1991 → 11/2020
  Strauss Financial Group,Inc
  Birmingham, AL
• 05/1988 → Present
  Strauss Financial Group, Inc
  Birmingham, AL
• 11/2020 → Present
  Strauss Wealth Advising, Inc.
  Hoover, AL

Previous Registrations

• 2008-12-08 → 2020-11-24
  Strauss Financial Group, Inc.
  Birmingham, AL

Other Businesses

PPS LLC - CO-OWNER OF AN ENTITY THAT OWNS A COMMERCIAL BUILDING IN WHICH THE FIRM IS LOCATED. PPS, LLC IS NOT AN INVESTMENT-RELATED BUSINESS. ADDRESS: 2201 CAHABA VALLEY DR, BIRMINGHAM, AL 35242. POSITION: MANAGING MEMBER. DUTIES: MAINTENANCE OF BUILDING. START DATE: 2008. APPROXIMATE NUMBER OF HOURS SPENT ON PPS, LLC: 5 HOURS PER MONTH. NO HOURS SPENT ON PPS, LLC DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-29
• S63 Uniform Securities Agent State Law Examination
  1982-07-15