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John Walter Strauss

Strauss Financial Group

Hoover, AL

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Current Employers
Strauss Financial Group

1800 International Park Drive Suite 190, Hoover, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-11-25
  • AL RA
    APPROVED
    Since 2020-11-25

Branch Locations

1800 International Park Drive Suite 190, Hoover, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strauss Financial Group,Inc Birmingham AL 04/1991 11/2020
Strauss Financial Group, Inc Birmingham AL 05/1988 Present
Strauss Wealth Advising, Inc. Hoover AL 11/2020 Present
  • 04/1991 → 11/2020
    Strauss Financial Group,Inc
    Birmingham, AL
  • 05/1988 → Present
    Strauss Financial Group, Inc
    Birmingham, AL
  • 11/2020 → Present
    Strauss Wealth Advising, Inc.
    Hoover, AL
Previous Registrations
  • 2008-12-08 → 2020-11-24
    Strauss Financial Group, Inc.
    Birmingham, AL
Other Businesses

PPS LLC - CO-OWNER OF AN ENTITY THAT OWNS A COMMERCIAL BUILDING IN WHICH THE FIRM IS LOCATED. PPS, LLC IS NOT AN INVESTMENT-RELATED BUSINESS. ADDRESS: 2201 CAHABA VALLEY DR, BIRMINGHAM, AL 35242. POSITION: MANAGING MEMBER. DUTIES: MAINTENANCE OF BUILDING. START DATE: 2008. APPROXIMATE NUMBER OF HOURS SPENT ON PPS, LLC: 5 HOURS PER MONTH. NO HOURS SPENT ON PPS, LLC DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-29
S63 Uniform Securities Agent State Law Examination 1982-07-15
  • S66 Uniform Combined State Law Examination
    2002-10-29
  • S63 Uniform Securities Agent State Law Examination
    1982-07-15

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