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Lawrence Giambalvo

Wells Fargo Clearing Services, LLC

Woodbury, NY

Fort Meyers, FL

Massapequa, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-06
NY RA APPROVED 2021-07-27
TX RA APPROVED_RES 2015-06-12
  • FL RA
    APPROVED
    Since 2022-06-06
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2015-06-12

Branch Locations

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Fort Meyers, FL • United States

Massapequa, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodbury NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodbury NY 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-10
S63 Uniform Securities Agent State Law Examination 1981-09-10
  • S65 Uniform Investment Adviser Law Examination
    1995-03-10
  • S63 Uniform Securities Agent State Law Examination
    1981-09-10
Other Names
  • Lawrence Giambalvo

View on SEC IAPD

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CONSOLIDATED PORTFOLIO REVIEW CORP · WOODBURY, NY
FUSION FAMILY WEALTH, LLC · WOODBURY, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
MG PLANNING SERVICES, INC. · WOODBURY, NY
TRIDENT ADVISORS LLC · WOODBURY, NY
HERITAGE ADVISORY LLC · WOODBURY, NY

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