Hugh Mack Sloan

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-03
TN	RA	APPROVED	2021-03-02

TX RA
APPROVED_RES

Since 2021-03-03
TN RA
APPROVED

Since 2021-03-02

Branch Locations

5005 Maryland Way Ste 125, Brentwood, TN 37027 • United States

Nashville, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Nashville	TN	08/2014	03/2021
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	03/2021
Wells Fargo Clearing Services, Llc.	Brentwood	TN	03/2021	Present

08/2014 → 03/2021

Morgan Stanley

Nashville, TN
01/2015 → 03/2021

Morgan Stanley Private Bank, National Association

New York, NY
03/2021 → Present

Wells Fargo Clearing Services, Llc.

Brentwood, TN

Previous Registrations

2014-08-15 → 2021-03-24

Morgan Stanley

Nashville, TN
2009-03-27 → 2014-08-27

Ubs Financial Services Inc.

Franklin, TN

Nashville, TN
1999-10-01 → 2009-03-26

Wells Fargo Clearing Services, Llc

Brentwood, TN

Brentwood, TN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-05-12

S63 Uniform Securities Agent State Law Examination

1981-05-12

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

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