Charles Edward Painter

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1984 → 01/2024
  Painter, Smith & Gorian, Inc.
  San Bernardino, CA
• 01/2024 → Present
  Prospera Financial Services Inc.
  Dallas, TX
• 01/2024 → Present
  Painter, Smith And Amberg Inc
  San Bernardino, CA

Previous Registrations

• 2024-02-16 → 2024-06-21
  Painter, Smith And Amberg Inc.
  Redlands, CA
• 1997-07-31 → 2024-01-19
  Painter, Smith And Amberg Inc.
  Redlands, CA
  Redlands, CA

Other Businesses

Southern California Railway Museum; Investment Related - No; 2201 South A Street, Perris, CA 92570; Non Profit; Board Member; 03/2026; 20 Hours per Month; 0 During Trading Hours; Elected Chairman Of the Board run the every ither month Board Meetings and Annual Meeting. Painter Smith & Amberg; Investment Related - Yes; 1200 California St., Redlands, CA 92374; DBA; President; Financial Advisor; 03/2025; 180 Hours per Month; 137 During Trading Hours; Providing financial planning and investment related services.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-07
• S63 Uniform Securities Agent State Law Examination
  1981-07-14

Other Names

• Charles Edward Painter
• Charles Edward Painter