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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-05
CA RA APPROVED 2024-01-22
  • TX RA
    APPROVED
    Since 2026-03-05
  • CA RA
    APPROVED
    Since 2024-01-22

Branch Locations

1200 California St Suite 220, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painter, Smith & Gorian, Inc. San Bernardino CA 05/1984 01/2024
Prospera Financial Services Inc. Dallas TX 01/2024 Present
Painter, Smith And Amberg Inc San Bernardino CA 01/2024 Present
  • 05/1984 → 01/2024
    Painter, Smith & Gorian, Inc.
    San Bernardino, CA
  • 01/2024 → Present
    Dallas, TX
  • 01/2024 → Present
    Painter, Smith And Amberg Inc
    San Bernardino, CA
Previous Registrations
  • 2024-02-16 → 2024-06-21
    Painter, Smith And Amberg Inc.
    Redlands, CA
  • 1997-07-31 → 2024-01-19
    Painter, Smith And Amberg Inc.
    Redlands, CA
    Redlands, CA
Other Businesses

Southern California Railway Museum; Investment Related - No; 2201 South A Street, Perris, CA 92570; Non Profit; Board Member; 03/2026; 20 Hours per Month; 0 During Trading Hours; Elected Chairman Of the Board run the every ither month Board Meetings and Annual Meeting. Painter Smith & Amberg; Investment Related - Yes; 1200 California St., Redlands, CA 92374; DBA; President; Financial Advisor; 03/2025; 180 Hours per Month; 137 During Trading Hours; Providing financial planning and investment related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-07
S63 Uniform Securities Agent State Law Examination 1981-07-14
  • S65 Uniform Investment Adviser Law Examination
    1996-08-07
  • S63 Uniform Securities Agent State Law Examination
    1981-07-14
Other Names
  • Charles Edward Painter
  • Charles Edward Painter

View on SEC IAPD

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