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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-06-16
PA RA APPROVED 2016-09-09
  • VA RA
    APPROVED
    Since 2022-06-16
  • PA RA
    APPROVED
    Since 2016-09-09

Branch Locations

208 Golden Oak Ct Stes 250 & 300 Reflections Iii, Virginia Beach, VA 23452 • United States

Lancaster, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lancaster PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lancaster PA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-03
S63 Uniform Securities Agent State Law Examination 1982-05-19
  • S65 Uniform Investment Adviser Law Examination
    1992-11-03
  • S63 Uniform Securities Agent State Law Examination
    1982-05-19

View on SEC IAPD

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