James Nathan Ledbetter

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1998 → 03/2020
  Ameriprise Financial Services, Inc.
  Plymouth, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Punta Gorda, FL

Other Businesses

Business Ownership; Stability Properties LLC; Manage the property; collect the rents; attend association meetings.; Office suite rental property; 12435 55th Street N, Suite A, , Lake Elmo, MN, 55042; Not Investment-Related; 12/10/2010; 1 to 9 hours per month; 0 during trading hours / Peniel Reflection, LLC; Leadership/Administration as well as oversight on operational components of the LLC.; This LLC is serves the above noted Ameriprise franchises.; 209 TABOR ST, , PUNTA GORDA, FL, 33950-4036; Investment-Related; 08/27/2021; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Peniel Reflection, LLC; President - Leadership/Administration as well as oversight on operational components of the LLC. This LLC supports the Ameriprise franchises of Ed Dancek and James Nathan Ledbetter (both DBA Horizon Advisors).; Leadership/Administration as well as oversight on operational components of the LLC. This LLC supports the Ameriprise franchises of Ed Dancek and James Nathan Ledbetter (both DBA Horizon Advisors). Work directly with clients, supervise financial advisors, hire/recruit team members, etc.; 209 TABOR ST, , PUNTA GORDA, FL, 33950-4036; Investment-Related; 08/27/2021; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; Ameriprise Christian Franchise Advisor Network; This organization facilitates community within the Christian Franchise Advisors at Ameriprise Financial.; 12435 55th Street N., Suite A, , Lake Elmo, MN, 55042; Not Investment-Related; 06/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-11-25

Designations

• Certified Financial Planner