Roger Merrill Smedley

Employer firm

Smedley Financial Services Inc CRD 110870

$397M regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• ADVICE TO OTHER REGISTERED INVESTMENT ADVISORS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1982 → Present
  Smedley Financial Services, Inc.
  Salt Lake City, UT
• 02/1991 → 06/2024
  Securities America, Inc.
  Salt Lake City, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Salt Lake City, UT

Other Businesses

1) SMEDLEY FINANCIAL SERVICES, INC. POSITION: Advisors representative NATURE: ROGER M. SMEDLEY/INSURANCE SALES--AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/04/1982 ADDRESS: 102 S 200 E., Ste 100, Salt Lake City UT 84111 DESCRIPTION: RIA - offering insurance products in financial planning solutions.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-31
• S63 Uniform Securities Agent State Law Examination
  1981-08-12

Designations

• Certified Financial Planner