Best Investors
Account
Sign in
Best Investors
Account
Sign in
102 S. 200 E. Suite 100, Salt Lake City, UT 84111-3110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 1999-10-03 |
| TX | RA | APPROVED_RES | 1998-01-27 |
Branch Locations
102 S. 200 E., Suite 100, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smedley Financial Services, Inc. | Salt Lake City | UT | 06/1982 | Present |
| Securities America, Inc. | Salt Lake City | UT | 02/1991 | 06/2024 |
| Osaic Wealth, Inc. | Salt Lake City | UT | 06/2024 | Present |
1) SMEDLEY FINANCIAL SERVICES, INC. POSITION: Advisors representative NATURE: ROGER M. SMEDLEY/INSURANCE SALES--AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/04/1982 ADDRESS: 102 S 200 E., Ste 100, Salt Lake City UT 84111 DESCRIPTION: RIA - offering insurance products in financial planning solutions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1981-08-12 |
Reach out to this advisor