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Daniel Asher Weinbaum

Spindletop Commonwealth Advisors LLC

Beaumont, TX

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Current Employers
Spindletop Commonwealth Advisors Llc

3450 Eastex Fwy, Beaumont, TX 77703 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2008-02-14
TX RA APPROVED 2008-01-14
  • MA RA
    APPROVED
    Since 2008-02-14
  • TX RA
    APPROVED
    Since 2008-01-14

Branch Locations

3450 Eastex Parkway, Beaumont, TX 77703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spindletop Commonwealth Advisors Llc Beaumont TX 01/2008 Present
Previous Registrations
Other Businesses

GENERAL PARTNER AND 22.6% OWNER OF WEINBAUM BUILDING LLP, SINCE ABOUT 1988. LLP IS A FAMILY REAL ESTATE INVESTMENT PARTNERSHIP LOCATED AT 595 ORLEANS STREET BEAUMONT TX, 0 HOURS PER MONTH DEVOTED, 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-29
S63 Uniform Securities Agent State Law Examination 1981-07-09
  • S65 Uniform Investment Adviser Law Examination
    1993-06-29
  • S63 Uniform Securities Agent State Law Examination
    1981-07-09
Other Names
  • Dan Weinbaum

View on SEC IAPD

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