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Amy Carole Swearingen

Sage Advisory Services Ltd Co

Austin, TX

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Current Employers
Sage Advisory Services Ltd Co

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-27
  • TX RA
    APPROVED
    Since 2020-02-27

Branch Locations

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Beacon Advisors, Inc. Fort Worth TX 01/2011 02/2018
Foreside Fund Services, Llc Fort Worth TX 01/2011 02/2018
Resolute Investment Distributors, Inc. Irving TX 02/2018 12/2019
Resolute Investment Services Irving TX 01/2018 12/2019
Unemployed Lago Vista TX 01/2020 02/2020
Sage Advisory Services Austin TX 02/2020 Present
  • 01/2011 → 02/2018
    Fort Worth, TX
  • 01/2011 → 02/2018
    Foreside Fund Services, Llc
    Fort Worth, TX
  • 02/2018 → 12/2019
    Resolute Investment Distributors, Inc.
    Irving, TX
  • 01/2018 → 12/2019
    Resolute Investment Services
    Irving, TX
  • 01/2020 → 02/2020
    Unemployed
    Lago Vista, TX
  • 02/2020 → Present
    Sage Advisory Services
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-10
S63 Uniform Securities Agent State Law Examination 1981-08-05
  • S66 Uniform Combined State Law Examination
    2002-07-10
  • S63 Uniform Securities Agent State Law Examination
    1981-08-05
Other Names
  • Amy Carole Neves

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