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Richard Edward Murphy

LPl Financial LLC

Scarborough, ME

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-23
ME RA APPROVED 2002-09-25
  • TX RA
    APPROVED_RES
    Since 2015-03-23
  • ME RA
    APPROVED
    Since 2002-09-25

Branch Locations

7 Oak Hill Terrace, Suite 107, Scarborough, ME 04074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Aka Linsco/Private Ledger Corp. Scarborough ME 01/1991 Present
  • 01/1991 → Present
    Lpl Financial, Llc Aka Linsco/Private Ledger Corp.
    Scarborough, ME
Other Businesses

1. 04/11/2011 - Inv Related - Real Estate Rental - Residential and commercial real estate - 5% of Time Spent. 2. 03/28/2013 - Richard E. Murphy Co. - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 05/17/2024 - murphy.financial - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/8/2024 - 40 Hrs/Mo During Trading. 4) 06/20/2025 - EWM Holdings, LLC - Investment Related - Real Estate Rental - Home Based - Start Date:08/29/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-06
S63 Uniform Securities Agent State Law Examination 1983-12-10
  • S65 Uniform Investment Adviser Law Examination
    2002-08-06
  • S63 Uniform Securities Agent State Law Examination
    1983-12-10

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