Richard Edward Murphy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1991 → Present
  Lpl Financial, Llc Aka Linsco/Private Ledger Corp.
  Scarborough, ME

Other Businesses

1. 04/11/2011 - Inv Related - Real Estate Rental - Residential and commercial real estate - 5% of Time Spent. 2. 03/28/2013 - Richard E. Murphy Co. - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 05/17/2024 - murphy.financial - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/8/2024 - 40 Hrs/Mo During Trading. 4) 06/20/2025 - EWM Holdings, LLC - Investment Related - Real Estate Rental - Home Based - Start Date:08/29/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-06
• S63 Uniform Securities Agent State Law Examination
  1983-12-10